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PEN/Faulkner Award for Fiction

ぺん/ふぉーくなーしょう(ふぃくしょんぶもん)

Literary award given once a year to outstanding fiction works by U.S. writers.

FictionNovelAmerican Literature Award
Established
1981
Organizer
PEN/Faulkner Foundation
Category
General Fiction and Popular Fiction
Selection Method
Recommendation
Target
Professional
Frequency
1 per year
Application Deadline
around September
Announcement Period
around April
Status
Active

Description

The PEN/Faulkner Award for Fiction is an annual fiction award sponsored by the PEN/Faulkner Foundation, established in 1981. It targets the best fiction works of that year by living U.S. citizens, green card holders, or permanent residents, selected through peer review (judging by writers). Winner announcements and award ceremonies are often held in Washington D.C.

Prize

Main Prize
US$15,000 to the winner. US$5,000 each to the four runners-up.
Cash Prize
15,000 USD
  • US$5,000 each to 4 runners-up
  • Judges introduce and read works at the award ceremony (often held in Washington D.C.)
  • Announcement of winners and finalists (official website etc.)

Selection

Selection Process

Nomination / Application Reception
Judges Nominations or submissions from publishers or authors (details in official guidelines). Reception method determined by PEN/Faulkner.
Announcement Nomination reception method is guided officially
First Round Selection (Candidate Selection)
Judges Reading and selection by a panel of judges (writers, editors, etc.) selected by the PEN/Faulkner Foundation
Announcement Shortlist candidates (finalists) are announced on the official website etc.
Final Selection and Award Ceremony
Judges The same panel of judges conducts the final selection
Announcement Winners are announced at the award ceremony and notified on the official website. At the ceremony, judges introduce and read finalists' works

Criteria

  • Literary quality and expression quality
  • Originality and narrative power
  • Being a fiction work
  • Author is a living U.S. citizen, green card holder, or permanent resident
  • Worthy of peer review (evaluation by fellow writers)

Application Tips

Dos

  • 応募前に公式要項で対象期間・資格(米国市民、グリーンカード保持者、永住者)を確認する
  • 出版社やエージェントを通じてノミネート手続きが必要な場合は事前に確認する
  • 作品の日本語訳ではなく原則英語の完成稿(出版物)を整える
  • 校正・編集を徹底し、提出前に最終稿の品質を高める

Don''ts

  • 応募資格を満たしていないことを確認せずに提出する
  • 未完成・未校正の原稿をそのまま提出する
  • 提出期限や公式の提出手順を無視する

From Judges

  • 文学的完成度と作者の声(文体)を重視する
  • 独創性と表現の確かさが評価される
  • 作品の構成と細部の完成度が選考に大きく影響する

Related Awards

  • National Book Award
  • PEN America Literary Awards
  • Other awards from PEN/Faulkner Foundation

Official Resources

https://www.penfaulkner.org/

Past Winners

A narrator is hospitalized in the ICU during COVID-19 and is forced to confront illness and the dysfunction of American healthcare.

At the edge of illness, the shapes of the body, care, and love come into focus.

270 pages
illnesshealthcarevulnerability

A reimagining of Adventures of Huckleberry Finn from Jim's perspective, centering race, literacy, and agency.

Jim's voice turns a canonical American novel inside out.

320 pages
slaveryliteracy and educationagencyreinterpretation of history
Danzy Senna Nominee

A biracial novelist leaves literary fiction for television writing in a sharp satire of publishing and racial fixation.

Between writing and earning, her sense of self begins to slip.

305 pages
media and artracial imaginationcareer and self-realization
Pemi Aguda Nominee

A short-story collection that brings motherhood, identity, and the supernatural into tense collision.

From beneath the ordinary, ghostlike memories begin to sprout.

167 pages
motherhoodhauntingsidentity

An episodic novel about three Palestinian immigrant families in Baltimore, exploring generational conflict, class, and belonging.

Within the fractures of family life, a community takes shape.

212 pages
immigrationintergenerational conflictrace and class

A Puerto Rican family searches for a missing sister, turning disappearance and family bonds into the novel's emotional core.

A search for a missing sister brings family memory back to the surface.

282 pages
family bondsdisappearancePuerto Rican culture
Jamel Brinkley Nominee

A story collection tracing how memory, witness, and human relationships shape one another.

The weight of seeing, remembering, and telling.

230 pages
witnessmemoryinterpersonal relationships
Henry Hoke Nominee

A queer mountain lion wanders the edges of Los Angeles, turning hunger, loneliness, and desire into a survival story.

A single animal voice illuminates urban loneliness and the hunger to live.

108 pages
queer lifesurvivaldisplacementnature
Alice McDermott Nominee

A family novel set in Saigon during the Vietnam War, examining conscience, responsibility, and the cost of moral compromise.

It looks closely at the guilt and choices of people on the war's margins.

369 pages
warconsciencefamily
Colin Winnette Nominee

A near-future novel in which startup culture, virtual reality, and family life begin to collapse into one another.

Virtual reality and family reality become increasingly hard to separate.

288 pages
technologyfamilystartup cultureirony
Yiyun Li Winner

A postwar French novel about a literary hoax devised by two 13-year-old girls, probing invention, truth, and the urge to tell stories.

Is truth outside story, or does story create truth?

222 pages
authorshipfiction vs. truthcoming of agehoax

A linked story collection about a Jamaican family in America, exploring immigrant experience, identity, poverty, and family tension.

The survival strategies of an immigrant family emerge between pain and humor.

198 pages
immigrant experienceidentityfamilypoverty
Laura Warrell Nominee

A debut novel about unrequited love, jazz, and the women orbiting a trumpet player as they claim their own voices.

Around love and music, the women discover how to speak for themselves.

369 pages
lovemusicwomen's voicesdesire
Dionne Irving Nominee

A novel spanning London, Panama, France, Jamaica, and Florida to trace the legacy of colonialism in the lives of Jamaican women.

Across many places, the reverberations of colonialism keep sounding.

273 pages
colonialismraceimmigrationclass
Kathryn Harlan Nominee

An eerie debut collection that builds eight strange worlds where desire, transformation, and decay coexist.

In the midst of decay, desire and magic quietly sprout.

178 pages
transformationuncannydesirequeer life

A novel about family, memory, and identity that uses humor and melancholy to explore migration, language, and the relationship between self and others.

A novel about family, memory, and identity that uses humor a…

368 pages
migration and diasporafamily and memoryidentitylanguage
Nawaaz Ahmed Nominee

A family novel about three generations of a Muslim Indian family confronting estrangement, reunion, and the pressures of love and faith.

A family novel about three generations of a Muslim Indian fa…

384 pages
familymigrationreligiongender
Carolyn Ferrell Nominee

A novel about the kidnapping and aftermath faced by three young women, using fragments and documents to probe trauma, memory, and community indifference.

A novel about the kidnapping and aftermath faced by three young women.

419 pages
traumamemoryviolencesociety
Imbolo Mbue Nominee

A novel about a fictional African village confronting an outside extraction company, tracing environmental destruction, power, and generational conflict.

A village stands up to extraction and the damage it leaves behind.

384 pages
environmentresource extractionpoliticscommunitygenerational conflict

A fable-like novel in which a former president recalls imprisonment, a talking frog, and the politics of dignity and hope.

Imprisonment and a talking frog become an allegory of politics and hope.

224 pages
politicsdemocracyimprisonmenthopeallegory

A debut short-story collection about Black women, desire, faith, and community, tracing family and generational conflict with candor and tenderness.

A debut short-story collection about Black women, desire, fa…

179 pages
race and identitydesirereligion and communityfamily

A novel about a Korean American man whose sense of self begins to slip, using disappearance and doubles to ask what it means to exist and be seen.

A novel about a Korean American man whose sense of self begi…

316 pages
identityfamilyKorean Americansurrealism
Rufi Thorpe Nominee

A novel about friendship, violence, and class at a Southern California high school, where two outsiders test the limits of loyalty and harm.

A novel about friendship, violence, and class at a Southern …

288 pages
friendshipviolenceclassadolescence
Robin Wasserman Nominee

A novel in which the lives of three women intersect through memory research, power, desire, and the long aftermath of abuse.

A novel in which the lives of three women intersect through …

336 pages
womenmemorypowerfamily

A short-story collection set in the Ozarks, following a wide cast of characters and finding quiet moral pressure in ordinary life.

A short-story collection set in the Ozarks, following a wide…

176 pages
short storiesOzarkseveryday liferelationships
Chloe Aridjis くろえ ありでぃす Winner

Set in a small Midwestern town in the United States, the novel traces the slowly intersecting emotions and choices of several characters. Starting from a teacher's perspective, it carefully weaves together affection, loss, secrets, and change hidden inside everyday life until the links between people come gradually into view.

It follows, piece by piece, the hidden map of feeling inside a small town.

224 pages
familyaffectionlossensemble castAmerican Midwest
Azareen Van der Vliet Oloomi あざりーん ばん でる ぶりーと おろーみ Winner

After her father's death, Zebra, a narrator shaped by exile, retraces a Mediterranean route carrying her family history and a library of literary references. The novel explores loss, movement, and self-invention in a sharp, comic, book-saturated voice.

A daughter of exile searches for a place in the world by reading it.

304 pages
exileliterary allusionidentityjourneyfamily memory
Joan Silber じょーん しるばー Winner

Reyna, a young mother, and the people around her are drawn into a chain of choices that unexpectedly connect across time and place. The novel is built as a linked series of stories that gradually widens into a larger human tapestry.

Separate moments quietly connect, revealing the unexpected chain reaction of ordinary lives.

240 pages
familymotherhoodlinked storieschance and consequenceurban life
Imbolo Mbue いんぼろ むぶえ Winner

A novel about a Cameroonian immigrant couple in New York confronting the American Dream during the financial crisis.

In a city of opportunity and uncertainty, a family's dream is tested from all sides.

400 pages
immigrationfamilyfinancial crisisAmerican Dream
James Hannaham じぇーむず はなはむ Winner

A novel set against a prison-like farm and a collapsing family, tracing how exploitation and violence erode personal dignity. Multiple narrators intersect in a story that combines pain with an unsettling, dark wit.

A harrowing, unsettling novel about exploitation and family breakdown.

384 pages
prisonexploitationfamilyviolencesocial critique
Atticus Lish あてぃかす りっしゅ Winner

The novel follows Zou Lei and Skinner through New York’s margins as they try to survive work, homelessness, and the scars of war.

A stark love story set among immigrants, war veterans, and the urban margins of New York.

417 pages
immigrationpovertyNew Yorklove story
Karen Joy Fowler かれん じょい ふぁうらー Winner

Rosemary grows up within a family shaped by a vanished sister and a chimpanzee who was treated as part of the household, then looks back on silence, loss, and the cost of a scientific experiment.

A seemingly ordinary family secret gradually gives the novel its haunting emotional center.

320 pages
familymemorysilencelossanimal experimentation
Benjamin Alire Sáenz べんじゃみん ありれ さえんつ Winner
180 pages
Julie Otsuka じゅりー おつか Winner
144 pages
Deborah Eisenberg でぼら あいぜんばーぐ Winner

A story collection that captures urban loneliness, ethical conflict, and the subtle distortions of conversation and relationships.

980 pages
short fictionurban lifehuman relationshipslonelinessethics
Sherman Alexie しゃーまん・あれくしー Winner

A collection of stories and poems that mixes humor and pain to portray Native American life, family, and cultural identity.

256 pages
Native American lifefamilyidentityhumor and painshort fiction
Joseph O'Neill じょせふ・おにーる Winner

Set in New York after 9/11, Netherland follows an immigrant’s loneliness and search for belonging through cricket and friendship. It is a first-person story of urban loss, hope, and personal renewal told with delicate precision.

In post-9/11 New York, the novel traces an immigrant’s loneliness and renewal.

272 pages
immigrationurban lifeloss and hopefriendshipcricket
Kate Christensen けいと・くりすてんせん Winner

A novel told through three women who knew a celebrated painter, exploring the gap between private life and public image, fame, memory, and truth.

320 pages
artfamememorywomen's perspectivestruth and illusion
Philip Roth ふぃりっぷ・ろす Winner

A spare novel that follows a man's recollections of aging, illness, regret, and death to draw out a broader sense of loss and forgiveness.

192 pages
agingdeathfamilyregretidentity
E. L. Doctorow いー・える・どくとろう Winner

A historical epic about Sherman's march through the American South, blending fact and fiction to examine wartime violence and the making of a new social order.

Civil Warhistoryviolenceemancipationnation-building
Ha Jin はー・じん Winner

A historical novel narrated by a Chinese prisoner of war in the Korean War, tracing captivity, return, and the erosion and recovery of dignity.

664 pages
warcaptivityidentityhistorysurvival
John Updike じょん・あっぷだいく Winner
864 pages
Sabina Murray さびな・まれー Winner

A short-story collection set in the Pacific theater of World War II, tracing how war reshapes ethics and memory through multiple lives and viewpoints.

A WWII Pacific stories collection that follows the shadow of war across several lives.

224 pages
short storiesWorld War IIPacific theater
Ann Patchett あん・ぱちぇっと Winner

Bel Canto is set in a South American mansion seized in a hostage crisis, where opera singers and guests develop unexpected bonds of empathy and human connection while confined together. Beauty, violence, and cross-cultural exchange unfold in a quiet and intimate way.

Music and empathy bind people together inside a hostage crisis.

336 pages
musichuman relationshipshostage crisiscultural exchangelove
Philip Roth ふぃりっぷ・ろす Winner

The Human Stain centers on a university professor whose hidden origins and past are exposed, unleashing scandal and isolation. Through the gaze of academia and the media, prejudice, responsibility, and the possibility of forgiveness, it interrogates American morality and hypocrisy.

When secrets surface, the ethics of the individual and society begin to crack.

identityracescandalacademic ethicsmedia and truth
Ha Jin は・じん Winner

Set in provincial China, Waiting follows a man who spends years waiting and uses that endurance to portray love, sacrifice, and the coldness of bureaucracy. It sharply dramatizes the clash between private desire and institutional constraint.

Waiting itself becomes a way of life.

Chinese societybureaucracylove and sacrificeindividual freedom
Michael Cunningham まいける・かにんがむ Winner

The novel parallels three women's lives over a single day while drawing Virginia Woolf's Mrs Dalloway into the present. In quiet domestic spaces, the weight of choice and loss gradually emerges.

Three lives resonate quietly within the span of a single day.

229 pages
contemporary fictionliterary homagelossfamilya one-day structure
Rafi Zabor らふぃ・ざぼあー Winner

The Bear Comes Home is an unusual novel with a saxophone-playing bear as its protagonist. It blends a love of jazz and art with questions of self-formation and the boundary between wildness and civilization in a humorous, philosophical voice.

A saxophone-playing bear searches for where it belongs.

480 pages
musicidentityhumorart
Gina Berriault じーな・べりあると Winner

Women in Their Beds is a short-story collection that writes women’s solitude, secrets, and old wounds in a quiet, restrained style. Through small events and accumulating memory, it reveals both human fragility and strength.

A quiet collection that gathers up women’s solitude and secrets.

342 pages
womenshort fictionsolitudeeveryday life
Richard Ford りちゃーど・ふぉーど Winner

Richard Ford’s Independence Day won the award. Through middle-aged Frank Bascombe, it explores family, loss, and the instability of ordinary life.

A novel of middle age, family, and emotional drift.

464 pages
novelfamilymiddle ageloss
David Guterson でいゔぃっど・がたそん Winner

A substantial novel set on a Washington island where a murder trial intersects with wartime memory and the pain of racial prejudice.

Outside the snowbound courtroom, old wounds are judged in silence.

480 pages
trialracial prejudicewarmemory
Philip Roth ふぃりっぷ・ろす Winner

Operation Shylock is a metafictional novel with a protagonist who resembles the author himself. Set in Israel, it incisively questions imitation and authenticity, identity, and the instability of Jewish belonging.

A writer-like protagonist unsettles the boundary between truth and fiction.

398 pages
metafictionidentityJewishnesspolitics
Annie Proulx いー・あにー・ぷるー Winner

Postcards is a novel-like work set in northern America that quietly portrays disappearance, loss, and memory rooted in the land. Through shifting viewpoints and time frames, it interweaves regional history and private feeling.

Disappearance and loss awaken the memory of place.

309 pages
rural societylonelinessmemoryhistory
Don DeLillo どん・でりーろ Winner

Mao II centers on an isolated writer and sharply interrogates crowds, terrorism, and the role of the media. It depicts the interaction between individual creation and mass political force, exposing the isolation and fear of modern life.

An isolated writer confronts an age of crowds and violence.

241 pages
mediaterrorismisolationthe role of the writer
John Edgar Wideman じょん・えどがー・わいどまん Winner

Set against a fire in Philadelphia and its aftermath, Philadelphia Fire carefully depicts frayed family bonds and the lingering force of memory. It layers questions of race, violence, and the relationship between the individual and the community.

From the aftermath of fire, the pain of family and city comes into view.

199 pages
racefamilymemorythe cityviolence
E. L. Doctorow いーえる どくとろう Winner

A coming-of-age novel about Billy, a boy immersed in the gangster world of the 1930s. Through the criminal underworld around real-life gangsters, it depicts loyalty, betrayal, power, and a vivid historical milieu.

A boy grows up inside the gangster world.

gangsters and crimecoming of agehistorical fictionthe city’s darker side
James Salter じぇーむず さるたー Winner

A short-story collection centered on aging, loss, love, and regret. With a spare, lyrical style, it captures daily moments and quietly illuminates the fine-grained emotions beneath them.

A lyrical collection that traces aging and loss.

157 pages
aging and recollectiondesire and lossshort fictionlyricism
Thomas Coraghessan Boyle てぃーしー ぼいる Winner

An expansive novel of New England history and the secrets hidden inside a family. Told across generations, it circles around land and memory, revealing a deeper layer of America through a voice shaped by humor and shadow.

A multigenerational journey through a New England family history.

456 pages
family historyhistory and inheritanceNew Englandhumor and satire
Richard Wiley りちゃーど わいりー Winner

A novel about war and the life that follows it. Focusing on returned soldiers and former servicemen, it probes isolation, trauma, and the friction between private wounds and society.

A story of the isolation and damage left after war.

199 pages
war and traumaisolationmemory and concealmentthe breakdown of relationships
Peter Taylor ぴーたー ていらー Winner

A short-story collection set in the South and the Midwest. Through small incidents and frayed relationships, it captures the subtle movements of its characters’ inner lives and the delicate turning points of their lives.

From the frayed edges of daily life, inner lives quietly emerge.

358 pages
the nuances of daily lifeSouthern landscapesrelationshipsshort fiction
Tobias Jonathan Ansell Wolff とびあす うるふ Winner

A novella that uses thefts in a barracks on the eve of the Vietnam War to explore the isolation, jealousy, and difficult bonds among young soldiers.

The air in the narrow barracks changes slowly once the thefts begin.

101 pages
prewar tensionbarracksisolationjealousysolidarity
John Edgar Wideman じょん えどがー うぃどまん Winner

A cycle of stories set in Pittsburgh’s Black community of Homewood. Through disappearance and return, the book explores urban and communal memory, personal identity, and the links between social history and private lives.

Community memory gradually illuminates individual lives.

city and communityfamily and memoryAfrican American experienceloss and renewal
Toby Olson とびー おるそん Winner

Toby Olson's Seaview is a novel that crosses a devastated America while tracing relations shaped by rage, love, and survival.

The journey through a ruined country becomes a test of human bonds.

250 pages
journeyAmericasurvivalrelationships
David Henry Bradley, Jr. でいゔぃっど ぶらっどりー Winner

A university professor investigates his father’s death and his family’s past, uncovering the memory of slavery and a history of violence embedded in the region. A personal quest becomes entangled with national memory, probing race and inherited trauma.

Beyond a father’s death, the memories of family and place emerge.

family memorythe legacy of slaveryrace and historypersonal trauma
Walter Abish うぉるたー あびっしゅ Winner

An experimental postwar novel about memory and identity in Germany. Through fragmented narration and multiple viewpoints, it explores family history, national wounds, and the rift and reconciliation between language and culture.

A fragmented novel tracing the scars of postwar Germany.

252 pages
postwar memorynational identityfamily historyhistorical responsibility